ARCHIVED VIDEO WEBCAST
Originally broadcast live on Monday, February 22, 2010

Open Meeting of the
SEC Investor Advisory Committee

The SEC's Investor Advisory Committee held a public meeting on Monday, February 22, 2010, in the multipurpose room of the Commission's headquarters at 100 F Street, NE, in Washington, DC, between approximately 9:00 a.m. and 4:30 p.m. The agenda for the meeting included: consideration of a Committee recusal policy, a report from the Education Subcommittee, including a presentation on the National Financial Capability Survey, a report from the Investor as Purchaser Subcommittee, including a discussion of fiduciary duty and mandatory arbitration, a report from the Investor as Owner Subcommittee, including recommendations for the Committee on Regulation FD and proxy voting transparency, as well as reports on a work plan for environmental, social, and governance disclosure and on financial reform legislation, and discussion of next steps and closing comments. More Information

I. Draft Conflict of Interest Policy WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

II. Investor as Owner Subcommittee Recommendations · Regulation FD · Proxy Voting Transparency WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

III. Discussion with the Investor as Owner Subcommittee · ESG Disclosure Work Plan · Financial Reform Legislation and Impact on SEC WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

IV. Discussion with the Investor Education Subcommittee · Activity Report · National Financial Capability Survey WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

V. Discussion with the Investor as Purchaser Subcommittee · Fiduciary Responsibility · Mandatory Arbitration WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

VI. Next Steps/Closing Comments WindowsMedia | RealMedia Captioned Version: WindowsMedia | RealMedia

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