WEBCAST LIBRARY
ARCHIVED VIDEO WEBCAST
Originally broadcast live on Thursday, June 4, 2009
SEC HISTORICAL SOCIETY 10TH ANNUAL MEETINGProgram Agenda:
> Welcome and State of the Society Address
James W. Barratt, Alvarez & Marsal, 2009-10 SEC Historical Society President
> Program – “The Future of the U.S. Securities and Exchange Commission”
Theresa Gabaldon, The George Washington University Law School
Lyman Johnson, Washington & Lee University Law School
Donald Langevoort, Georgetown University Law Center
Donna Nagy, University of Indiana Maurer School of Law at Bloomington
Joel Seligman, University of Rochester
Robert Thompson, Vanderbilt University Law School
> Remarks
The Honorable Mary Schapiro, Chairman, U.S. Securities and Exchange Commission
> Closing Remarks
James W. Barratt
|
VIEW: WindowsMedia | RealMedia
|
Webcast Access Notes: (1) accessing the webcast requires the free RealPlayer or WindowsMedia Player software. Click here to download and install the RealPlayer software. Click here to download and install the WindowsMedia Player software (2) please note that after downloading the software you must install it, simply downloading the software is not the complete process. If you need technical support, please contact your corporate IT department. |
WEBCAST ARCHIVE LIBRARY:
TUESDAY, MAY 12, 2009
Fireside Chat on SEC Office of the Chairman
Panelists: Peter Derby and Leonard Leiman
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, APRIL 21, 2009
Fireside Chat on SEC Office of Chief Accountant
Panelists:
John W. Albert, SEC Office of the Chief Accountant;
Professor Gary J. Previts, Case Western Reserve University
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, MARCH 10, 2009
Fireside Chat - International Financial Regulation
Theresa Gabaldon, Lyle T. Alverson Professor of Law, The George Washington University Law School, will moderate the discussion with Lawrence A. Cunningham, GWU Henry St. George Tucker III Research Professor of Law, and Arthur E. Wilmarth, Jr., GWU Professor of Law. Professor Cunningham is a leading authority on accounting, particularly in corporate governance and securities regulation; Professor Wilmarth’s expertise includes banking law.
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, FEBRUARY 24, 2009
Fireside Chat – SEC Division of Corporation Finance
Panelists: Alan Berkeley, K&L Gates LLP and Martin Dunn, O'Melveny & Myers LLP
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, OCTOBER 21, 2008
Fireside Chat – SEC OCIE with Lori Richards and John Walsh
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, SEPTEMBER 23, 2008
Fireside Chat – SEC Division of Enforcement with Irving Pollack
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, JULY 29, 2008
The Best of NERA V
WindowsMedia | RealMedia
Download the podcast (MP3)
THURSDAY, JUNE 5, 2008
"Exemptive Authority: The Mandate of the Division of Investment Management"
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, MAY 20, 2008
Fireside Chat – SEC Regional Offices
With Mary Keefe and Michael Wolensky and moderator Theresa Gabaldon
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, APRIL 22, 2008
Fireside Chat – SEC Office of International Affairs
With Dr. Felice Batlan, Michael Mann and moderator Theresa Gabaldon
WindowsMedia | RealMedia
Download the podcast (MP3)
TUESDAY, MARCH 11, 2008
Fireside Chat – SEC Office of the General Counsel
WindowsMedia | RealMedia
Download the podcast (MP3)
Join the SEC Historical Society on Tuesday, March 11th at 3:00 pm ET for the start of the 5th anniversary broadcast season of the Fireside Chats.
From now through May 2009, the Fireside Chats will be among the educational activities in the SEC Historical Society’s commemoration of the 75th anniversary of the U.S. Securities and Exchange Commission. Each chat will focus on the distinctive history and work of one of the major SEC divisions and offices.
The March 11th Fireside Chat will look at the SEC Office of the General Counsel. Join two former SEC General Counsels – Daniel Goelzer, a member of the Board of the Public Company Accounting Oversight Board; and Giovanni Prezioso, a partner with Cleary Gottlieb Steen & Hamilton LLP – in discussion with moderator Professor Theresa Gabaldon, Lyle T. Alverson Professor of Law, The George Washington University Law School.
THURSDAY, NOVEMBER 1, 2007
Keeping the Markets Open:
Lessons Learned from the 1987 Market Break
WindowsMedia | RealMedia
Download the podcast (MP3)
On October 19, 1987, the Dow Jones Industrial Average plunged 508 points in trading, the steepest decline in the markets since 1929. Could the 1987 market break have been prevented? Could a similar crash happen today? Are the exchanges, the SEC and other regulatory agencies better equipped to deal today with a similar market decline?
“Keeping the Markets Open: Lessons Learned from the 1987 Market Break,” a look back twenty years later, will be presented live in the Auditorium of the U.S. Securities and Exchange Commission in Washington, D.C., and broadcast online on www.sechistorical.org on Thursday, November 1st at 12:00 noon.
Moderated by Brandon Becker, Wilmer Cutler Pickering Hale & Dorr LLP (1987 – SEC Division of Market Regulation), the panel discussion will include Andrea Corcoran, Promontory Financial Group LLC (1987 – Commodities Future Trading Commission), SEC Chairman Christopher Cox (1987 – The White House), William Johnston (1987 – New York Stock Exchange), Richard Ketchum, New York Stock Exchange Regulation, Inc. (1987 – SEC Division of Market Regulation), David Ruder, Northwestern University School of Law (1987 – SEC Chairman) and Erik Sirri, the current Director of the SEC Division of Market Regulation.
- Read the SEC’s February 1988 report on the 1987 Market Break (courtesy of Alton Harvey)
- Read the remembrance of the 1987 Market Break from John J. Phelan, Jr., retired Chairman and Chief Executive Officer, New York Stock Exchange.
- Read the remembrance of the 1987 Market Break from Alton Harvey, SEC Division of Market Regulation.
- Watch New York Stock Exchange press conferences (courtesy of John J. Phelan, Jr.) on:
- October 19, 1987 (Windows media format)
- October 20, 1987 (Windows media format)
- October 22, 1987 (Windows media format)
TUESDAY, OCTOBER 16, 2007
Fireside Chat - Sarbanes Oxley Section 404
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, JULY 31, 2007
Join Dana Heller, Sharon Brown-Hruska and Robert Mackay with moderator Professor Lawrence Mitchell of The George Washington University School of Law for an in-depth look at some of today’s cutting-edge issues in securities regulation, including commodities market manipulation and the design and use of computer algorithms to identify trading violations.
"The Best of NERA 2007" will be the fourth annual program featuring top presentations from NERA Economic Consulting’s seminars; past "Best of NERA" programs since 2004 can be accessed in audio, podcast and transcript formats in Online Programs.
“The Best of NERA 2007” is made possible by NERA Economic Consulting.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, JUNE 6, 2007
Beyond Borders: A New Approach to the Regulation of Global Securities Offerings
(SEC Historical Society Eighth Annual Meeting)
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MAY 22, 2007
Topic: Fireside Chat - Insider Trading
Mark Radke of LeBoeuf, Lamb, Greene & MacRae LLP, and Donna M. Nagy, C. Ben Dutton Professor of Law, Indiana University School of Law, will join moderator Professor Theresa A. Gabaldon, Lyle T. Alverson Professor of Law, The George Washington University School of Law. The program will become part of the "Fair To All People: The SEC and the Regulation of Insider Trading" gallery, which opened in the museum last year.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, APRIL 17, 2007
Topic: Fireside Chat - Courts and the SEC
The SEC Historical Society’s Fireside Chats continues this month with a discussion on the impact of the federal courts on the work of the U.S. Securities and Exchange Commission on Tuesday, April 17th from 3:00 to 4:00 pm ET. The Fireside Chat broadcast is free; no advance registration is needed.
Paul Gonson, former Solicitor of the U.S. Securities and Exchange Commission; and Mark Kreitman, Assistant Director, SEC Division of Enforcement, will join moderator Professor Theresa A. Gabaldon, Lyle T. Alverson Professor of Law, The George Washington University School of Law.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MARCH 27, 2007
Fireside Chat - View from Congress
The SEC Historical Society will launch its 2007 online program season with a Fireside Chat on the view from the U.S. Congress of the U.S. Securities and Exchange Commission and the securities industry. The Fireside Chat broadcast is free; no advance registration is needed.
Dean V. Shahinian, Democratic Senior Counsel, U.S. Senate Banking, Housing and Urban Affairs Committee, and Justin D. Daly, Counsel, U.S. Senate Banking, Housing and Urban Affairs Committee, will join moderator Professor Theresa A. Gabaldon, Lyle T. Alverson Professor of Law, The George Washington University School of Law.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, SEPTEMBER 19, 2006
Fireside Chat - Behavioral Economics
with Theresa Gabaldon and Donald Langevoort
Why do persons make economic decisions that may be contrary to their best interests? Learn about the links between psychology and economics, and how cognitive and emotional processes influence our rational -- or irrational -- economic decisions in the SEC Historical Society's Fireside Chat on Behavioral Economics on September 19th at 3:00 pm ET. Donald C. Langevoort, Thomas Aquinas Reynolds Professor of Law at Georgetown Law Center, and a member of the Society's Board of Advisors, will join moderator Professor Theresa Gabaldon of The George Washington University Law School for the final program in the Society's 2006 Fireside Chats. The 2006 Fireside Chats have been sponsored, in part, by Pfizer, Inc.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JULY 25, 2006
The Best of NERA 2006
Top presentations from NERA Economic Consulting’s recent Finance, Law and Securities Litigation Seminar will be the focus of the SEC Historical Society’s next Fireside Chat on Tuesday, July 25th at 3:00 pm ET.
Dr. Elaine Buckberg, Dr. Patrick Conroy, and Dr. Faten Sabry of NERA Economic Consulting will discuss disgorgement cases involving individuals, backdating of options, and mutual fund litigation with moderator Professor Theresa Gabaldon of The George Washington University Law School.
NERA Economic Consulting is an international firm of economists providing analysis and advice on how the markets work. Dr. Andrew Carron, NERA’s President, is a member of the Society’s Board of Advisors.
This is the third consecutive year that NERA Economic Consulting has shared presentations from its annual conference, held in early July, through the virtual museum and archive. Previous NERA programs can be found in Online Programs.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JUNE 6, 2006
"Who's Counting? The Critical Role of Financial Reporting in the
Capital Markets"
2006 Annual Meeting
The SEC Historical Society's Seventh Annual Meeting will take a look at accounting, with a panel discussion moderated by Robert J. Kueppers, Deloitte & Touche LLP; with Pat McConnell, Bear Stearns & Co.; Donald Nicolaisen, former SEC Chief Accountant; Aulana Peters, former SEC Commissioner; and Lawrence Salva, The Comcast Corporation. The discussion will focus on the current financial reporting model, and how useful it is to investors; the complexity of accounting standards, and how simplification might be achieved as a benefit to investors; and the challenges of preparing financial statements based on fair value rather than historical costs.
SEC Chairman Christopher Cox will offer remarks at the start of the meeting, and Scott Taub, SEC Acting Chief Accountant, will give a closing address at the end of the panel discussion.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, APRIL 4, 2006
Fireside Chat on EDGAR
The roots of EDGAR, the SEC's online filing system, will be the focus of the April 4th Fireside Chat. Join Professor Theresa Gabaldon, The George Washington University Law School, as she discusses the origins of EDGAR with David Copenhafer of Bowne & Co. and Amy Goodman of Gibson, Dunn & Crutcher LLP, both former SEC staff members who worked on the development of EDGAR, along with Jonathan (Jack) Katz, former SEC Secretary, who witnessed the growth of EDGAR to its current use.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MARCH 28, 2006
Fireside Chat on Online Fraud
Join Professor Theresa Gabaldon, The George Washington University School of Law, as she opens the 2006 Fireside Chat series with a discussion on Online Fraud with John Reed Stark, Chief, SEC Office of Internet Enforcement.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, NOVEMBER 1, 2005
Fireside Chat on Professional Responsibility
The 2005 fireside chat series will conclude on Tuesday, November 1st at 3:00pm EST with a discussion on professional responsibility, with panelists Barry Melancon, AICPA, and Professor Thomas Morgan, The George Washington University School of Law; and moderator Professor Theresa Gabaldon, The George Washington University School of Law.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Fomat)
THURSDAY, OCTOBER 20, 2005
Enforcement Remedies
Theodore Levine, the Society's Chairman and of counsel with Wachtell Lipton Rosen & Katz,
Linda Thomsen, Director of the SEC's Division of Enforcement
Ralph Ferrara, LeBoeuf Lamb Greene & MacRae LLP
William McLucas, Wilmer Cutler Pickering Hale & Dorr LLP
Mary Schapiro, NASD
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, SEPTEMBER 20, 2005
Fireside Chat on Cross-Border Regulation
Theresa Gabaldon, Professor of Law and Carville Dickinson Benson Research Professor of Law, The George Washington University Law School
Louis Bevilacqua , a partner with Thelen Reid & Priest LLP
Professor Richard Booth, Professor of Law at the University of Maryland School of Law
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, JULY 27, 2005
The Best of NERA-II
Theresa Gabaldon, Professor of Law and Carville Dickinson Benson Research Professor of Law, The George Washington University Law School
Dr. James Jordan, NERA Senior Vice President
Dr. David Ellis, NERA Vice President
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JUNE 14, 2005
Fireside Chat-Regulation FD and Real-Time Disclosure
Theresa Gabaldon, Professor of Law and Carville Dickinson Benson Research Professor of Law, The George Washington University Law School
Dixie L. Johnson, Fried Frank Harris Shriver & Jacobson LLP
Laura S. Unger, former SEC Commissioner
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
THURSDAY, JUNE 9, 2005
2005 Annual Meeting
"Crisis and Resolve: The SEC and the Securities Industry Remember September 11, 2001"
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, APRIL 27, 2005
Developments in the Mutual Fund Industry Online Series
Matthew Fink, Moderator
Kathryn McGrath, Crowell & Moring
Robert Pozen, Massachusetts Financial Services
James Riepe, T. Rowe Price, Inc.
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, APRIL 19, 2005
Fireside Chat - Executive Compensation
Theresa Gabaldon, Professor of Law and Carville Dickinson Benson Research Professor of Law, The George Washington University Law School
Lawrence Mitchell, Professor of Law and John Theodore Fey Research Professor of Law, The George Washington University Law School
Kerry D. Moynihan, Managing Partner, Christian & Timbers executive search firm
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MARCH 29, 2005
Developments in the Mutual Fund Industry Online Series
Martin Lybecker, Wilmer Cutler Pickering Hale & Dorr
John McGonigle, Federated Investors, Inc.
Robert Plaze, U.S. Securities and Exchange Commission
David Silver, formerly with the Investment Company Institute
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MARCH 22, 2005
Developments in the Mutual Fund Industry Online Series
Richard Phillips, Kirkpatrick & Lockhart LLP
Gary Cohen, Foley & Lardner LLP
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, MARCH 8, 2005
Developments in the Mutual Fund Industry Online Series
Matthew Fink, Moderator
Michael Bleier, Mellon Bank
Martin Lybecker, Wilmer Cutler Pickering Hale & Dorr
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, FEBRUARY 15, 2005
Fireside Chat: Shareholder Rights
Theresa Gabaldon, Professor of Law, The George Washington University School of Law
Nell Minow, The Corporate Library
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
THURSDAY, NOVEMBER 11, 2004
Fireside Chat: Business Recovery Requirements for Clearance and Settlement
in Light of September 11th
Donald Donahue, The Depository Trust & Clearing Corporation
Richard Nesson, The Depository Trust & Clearing Corporation
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listento the audiotape online (RealPlayer Format)
TUESDAY, SEPTEMBER 21, 2004
FTI on Forensic Accounting
James Barratt, FTI Consulting, Inc.
Ernest Ten Eyck, FTI Consulting, Inc.
Donald Langevoort, professor of law at Georgetown University
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JULY 27, 2004
Securities Litigation Online Program by NERA Economic Consulting
Theresa Gabaldon, professor of law at The George Washington University School of Law
NERA Vice President Paul Hinton
NERA Vice President Jeffrey L. Baliban
NERA Vice President Dr. Elaine Buckberg
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JUNE 22, 2004
Fireside Chat - State Securities Regulation
Christine Bruenn, Securities Administrator, State of Maine Office of Securities
Donald Langevoort, Professor of Law, Georgetown University Law Center
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, JUNE 8, 2004
The SEC: A New Era
Senator Paul Sarbanes (D-MD)
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
THURSDAY, JUNE 3, 2004
Doris Kearns Goodwin at 2004 Annual Meeting
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, JUNE 2, 2004
Roundtable of SEC Chairmen:
Richard Breeden
G. Bradford Cook
Roderick Hills
Arthur Levitt
David Ruder
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
TUESDAY, APRIL 20, 2004
Fireside Chat: Municipal Securities:
Michael McCarthy, The Bond Market Foundation,
Christopher Taylor, Executive Director of the Municipal Securities Rulemaking Board
Donald Langevoort, Professor of Law at Georgetown University Law Center
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
Download a Transcript
THURSDAY, APRIL 15, 2004
Self-Regulation and the Exchanges from an Historical Perspective:
Alger B. "Duke" Chapman, former Chairman and CEO, Chicago Board Options Exchange
William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange
Gordon S. Macklin, former President and CEO, NASD and NASDAQ
William G. Morton, Jr. former Chairman and CEO, Boston Stock Exchange
Donald Stone, New York Stock Exchange Board of Executives
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
Download a Transcript
TUESDAY, MARCH 30, 2004
Safe Harbors Online Program:
Richard Rowe, former Director of the Division of the SEC’s Division of Corporation Finance
Edward Fleischman, former SEC Commissione
Peter Romeo, former Division of Corporation Finance staff member
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
Download a Transcript
THURSDAY, FEBRUARY 26, 2004
Fireside Chat:
The Transformation of Wall Street
With Joel Seligman and host Donald Langevoort
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
Download a Transcript
WEDNESDAY, JUNE 4, 2003
SEC Historical Society's 4th Annual Meeting
with Eliot Spitzer & Stephen Cutler
Download the podcast (MP3)
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
Download a Transcript
WEDNESDAY, DECEMBER 4, 2002
Roundtable on Investment Company Regulation
The December 4th Roundtable focused on Investment Company Management. Kathryn McGrath and David Silver were the co-moderators. Participants included Barry Barbash, John Dudley, Joel Goldberg, Anne Jones, Stanley Judd, Martin Lybecker, Allan Mostoff, Edward O'Dell, Alan Rosenblat, Paul Roye and Marianne Smythe.
- Panel One
Listen to the audiotape online (Windows Media Format)
Listen to the audio online (RealPlayer Format)
- Panel Two
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
WEDNESDAY, SEPTEMBER 25, 2002
Roundtable on Enforcement
For the first time, the Securities and Exchange Commission Historical Society offered a live audiostream on this Web site of an oral histories Roundtable. The Roundtable was broadcast from the William O. Douglas Open Meeting Room at the U.S. Securities and Exchange Commission in Washington, D.C.
- Panel One
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)
- Panel Two
Listen to the audiotape online (Windows Media Format)
Listen to the audiotape online (RealPlayer Format)